Tuesday, 1 October 2019

Progress at last: NAIF and Indigenous interests



Henry VI, Part One, Act 1, scene 4


Given that I have been critical of the lack of Indigenous engagement with the North Australia Infrastructure Fund (NAIF) – see my previous post here – I was pleased to learn that the NAIF has recently approved a $12.5m loan to and Indigenous mining project. The project is based on an orebody known as Wonmunna (since renamed First Iron) purchased from Fortescue mining in 2018, and will involve the sale of iron ore to Fortescue Mining Group (FMG) and its transport to FMG’s Cloudstreet project under an agreement entered into in 2017 (link here).

On 19 September, Minister Canavan announced NAIF support for an Aboriginal owned mining project in the Pilbara (link here). The Australian Aboriginal Mining Corporation (AAMC) will operate the project, based on two small deposits close to the BHP’s Yandi and West Angelas mines and the Rio Tinto Yandicoogina and Area C mines in the Pilbara. See the map in this National Indigenous Times article on the project (link here).

AAMC is privately owned by 21 shareholders. AAMC has 51% beneficial Aboriginal ownership with Aboriginal owned Carey Mining owning 25% and traditional owners of the areas to be mined apparently making up some or all of the balance of Indigenous owned equity (link here). Carey Mining is the largest shareholder in AAMC. It is owned and managed by Daniel Tucker, who is also the Chair of AAMC. Tucker is also a member of the Prime Minister’s Indigenous Advisory Council.

The AAMC media release (link here) provides the most detailed information on the overall project. The NAIF funding will be complemented by a $14.6m facility from Westpac, and the balance of capital required will be obtained through an equity raising exercise.
On its face, this is all good news and represents a positive step forward for Indigenous interests in the Pilbara and more generally.

It also represents a small window into a much larger political, economic and policy realm where private interests and public sector policies (especially Indigenous related policies) intersect and interact. Much of what is occurring in this domain is cloaked by the limited public information available in relation to private sector and commercial activity and contractual agreements (particularly where the interests involved are not publicly listed corporate entities). Thus, it is clear that Indigenous interests have been major financial beneficiaries in the resource development boom in the Pilbara (and other parts of WA and Qld) over the past two decades. However, policymakers and indeed the public at large, have very little information regarding the quantum of funds flowing to Indigenous interests, the nature of the non-financial provisions in the agreements that are being entered into, and indeed the fairness and probity of the negotiation processes that have taken place and are underway.

Of course, it is arguable that these are not matters for government, and the market ought to be allowed to do its job. The counter argument is that these outcomes are a direct result of the operation of Commonwealth (and to a lesser extent, state) legislation, in particular the Native Title Act, and governments have a responsibility to ensure that the outcomes of legislation are consistent with broader societal expectations. 

Indeed, if we were to conceptualise the role of government as a manager of societal risks, then, one might make an argument for much greater transparency by both commercial and Indigenous interests in relation to the outcomes of their negotiations over land use and resource development. Potential risks include unforeseen adverse environmental consequences, the implications of mines not being effectively remediated after their closure, and the implications of high levels of income and wealth inequality within Indigenous communities, to mention just a few potential examples.  Unfortunately, governments tend not to see themselves as societal risk managers, but rather operate within ideological frames focussed on ‘development’ or ‘jobs’. While economic development, growth and jobs are worthwhile objectives, they ought not to be pursued at all costs, without a clear assessment of the societal risks embedded within.

In the present case of the AAMC First Iron project, a range of questions remain unanswered. While one Indigenous shareholder has been identified, the balance of the Indigenous ownership remains shrouded in mystery. In the absence of this information, it is not possible to be entirely confident that Indigenous interests ‘control’ the policies and decisions of AAMC (notwithstanding its name and the majority beneficial ownership). A second set of unanswered questions relate to AAMC’s relationship with FMG, which itself has a somewhat chequered history of involvement with Indigenous interests (link here and here). It seems likely that at least from FMG’s perspective, the arrangements with AAMC are more than commercial and play into the complex commercial competition between the major miners (BHP, Rio, and FMG) in the Pilbara. Of course, this is not necessarily a negative factor for Indigenous interests, but it makes assessing the merits of the AAMC project that much more opaque.

Finally, while the decision by NAIF to assist an Indigenous commercial project is welcome, it is worth bearing in mind the scale of this decision. NAIF has $5bn available for lending, so the $12.5m loan represents around 0.25 percent of its funds. There remains a long way to go if NAIF can be said to be addressing the infrastructure needs of northern Indigenous communities equitably. This decision is at least a start.

Stepping back to a more panoramic viewpoint, this decision represents just one rather narrow and opaque window into the complex and heterogeneous ways in which mainstream interests and institutions engage and interact with Indigenous Australia. In an environment where governments are increasingly focussed on Indigenous policy narratives built around the economic development opportunities of Indigenous communities and citizens, the sheer opacity of this window is emblematic of a deeper structural problem. Policymakers (and commercial interests) spruik individual events (such as the NAIF loan and the start up of the First Iron mine) as policy successes without themselves having any idea or understanding of the totality of the social, cultural and economic consequences both positive and negative of these events. 

The normal approach of policymakers to managing this policy ignorance is to initiate an inquiry or review when a serious problem emerges. A better, more proactive, and potentially preventative approach would be to focus policy resources on increasing the transparency around commercial activities. This is particularly justified for those interests receiving publicly sourced financial assistance whether in the form of tax expenditures or write-offs, and concessional NAIF loans and the like. To take just one example, it is extraordinary that taxpayers do not have low cost or free access to the publicly available corporate records held by ASIC. In relation to NAIF, there is a range of matters that might usefully be placed on the public record once decisions have been taken (I made a number of specific suggestions in an as yet unpublished submission to this Senate Inquiry: link here).

Where commerce and policy intersects, sunlight is invariably a cheap and effective contributor to managing societal risk!

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